In opening and servicing customer accounts, Gordon Haskett Capital Corporation and/or Gordon Haskett Research Advisors (“Gordon Haskett”) need to collect certain kinds of private and confidential information including but not limited to your business name, address, telephone number, process for analyzing investments, etc...
Gordon Haskett will use private and confidential information only in ways that are in accord with the purposes for which we originally requested it. For example, we will use the information you provide us to process your requests and transactions and may share it with Gordon Haskett's clearing firm, National Financial Services LLC ("NFS"), to the extent required to open and maintain your account and to execute, clear and settle securities transactions for your amount. In all instances, we will limit the collection and use of private and confidential information to what is necessary to administer our business and to provide you with appropriate account service.
Gordon Haskett does not sell its customers' or potential customers' private and confidential information. Gordon Haskett’s corporate policies require that employees with access to confidential customer information must safeguard such information, and may not use or disclose it except for those business uses. Gordon Haskett will not share personal information with others except as stated in this policy, unless we ask for your permission, or in certain specific circumstances:
- for use by Gordon Haskett's clearing firm, NFS, as Gordon Haskett deems necessary or appropriate to handle, process and clear transactions in accounts;
- where we believe in good faith that disclosure is required under law, to cooperate with regulators or law enforcement authorities;
- to perform necessary credit checks or collect or report debts owed to us; or
- to protect our rights or property.
Gordon Haskett strives to improve our efforts to protect private and confidential information and makes every effort to keep it accurate and up to date. If you identify any error in your personal information or need to make a change to it, please contact us and we will promptly update our records. If you have any questions or concerns, please contact Gordon Haskett's General Counsel and Chief Compliance Officer at +1 212 883 0600.